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These Are The 5 Most Prevalent Types of Stock Broker Misconduct

Investment in the stock market carries an inherent level of risk in exchange for the possibility of a better rate of return than with safer investments. However, sometimes losses are not caused by market forces, but by stock brokers behaving unethically or illegally. If your previously healthy portfolio starts underperforming and you cannot figure out […]

July 15, 2013 , by Walter Mathews


Review your Trade Confirmations

A trade confirmation is a written document supplied by your brokerage firm that shows each brokerage transaction executed on behalf of a client in the client’s brokerage account. It is important for clients to look at each trade confirmation because it is the client’s way to verify that the broker has filled an order in […]

November 29, 2012 , by Walter Mathews


Are securities attorneys just for rich people?

The simple, straight forward answer is no. Most often, when people think about litigation involving stocks and bonds, they think about class action litigation or disputes that pertain to “rich” people. The fact is that millions of Americans have brokerage accounts and almost everyone is impacted by the stock market. Focusing on individual brokerage account […]

November 28, 2012 , by Walter Mathews


Florida Fraud and Business Lawyers

In the State of Florida, the state courts not only enforce state laws, but they also provide dispute resolution for a variety of different legal cases, including probate matters, civil disputes, and criminal offenses. If you suddenly find yourself involved in a dispute, it is imperative that you have an experienced and skilled Florida litigation […]

November 1, 2012 , by Walter Mathews

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