Failure to Execute Trades

A broker can be liable for a failure to execute if he/she fails to place a trade ordered by the customer. Sometimes this is referred to as a dropped ticket where the broker negligently fails to execute a trade. A registered representative’s negligence in failing to timely process a purchase or sale of securities should not result in a substantial loss to an investor.

If a registered representative failed to timely follow your instructions which resulted in substantial losses immediately contact the attorneys at Mathews Giberson LLP to learn more about your rights.

Please contact us at 954-463-1929 to discuss your particular needs. We look forward to hearing from you.