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Stock Broker Misconduct Lawyer In Fort Lauderdale Helps Victims of Misconduct Get Justice

You place a lot of trust in a stockbroker when you hire him or her to manage your investment portfolio, because there are inherent risks in any investment. Although the vast majority of stockbrokers are trustworthy, fraud and misconduct do happen sometimes. When a stockbroker commits fraud or misconduct, it can lead to financial catastrophe […]

December 23, 2013 , by Walter Mathews


Former Prosecutors with the U.S. Securities and Exchange Commission Join Forces to Assist Investors in Puerto Rico

Three former prosecutors from the United States Securities and Exchange Commission (“SEC”) have teamed together to assist investors who are experiencing significant losses as a result of the UBS Bond Fund crisis in Puerto Rico. Walter J. Mathews with Mathews Giberson LLP in Fort Lauderdale, Florida; James D. Sallah with Sallah Astarita & Cox, LLC […]

December 19, 2013 , by Walter Mathews


An Experienced Probate Litigation Attorney Helps Navigate Difficult Disputes

When distributing a large estate that comprises a lot of property as well as bank accounts, there is a good chance that probate litigation will be involved. It is the role of a probate court to identify the various assets of a deceased person, to figure out payment of taxes or various expenses and then […]

October 25, 2013 , by Walter Mathews


An SEC Defense Law Firm Can Help You Weather An SEC Investigation

Hearing that your company is the target of a Securities and Exchange Commission (SEC) investigation can be both frightening and confusing. Just because your business has done nothing wrong does not mean that you won’t be asked to prove it to the SEC. The problem is, the very fact that you are being investigated can […]

October 21, 2013 , by Walter Mathews


Internal Investigation with UBS Brokers in Puerto Rico

On October 2, 2013, the New York Times reported that UBS customers in Puerto Rico saw a huge decline in value of their municipal bond funds. This decline caused many UBS clients to liquidate their funds to cover the margin calls. UBS has begun an internal investigation into the lending practices of some of their […]

October 7, 2013 , by Walter Mathews

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