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McGinn Smith & Co. Charged by SEC

On September 23, 2013, 10 former brokers from McGinn Smith & Co. were charged by the U.S. Securities and Exchange Commission for their lack of due diligence in selling unregistered investment products. According to the SEC’s press release, the 10 brokers assisted in the $125 million Ponzi scheme by failing to properly disclose obvious issues […]

October 2, 2013 , by Walter Mathews

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